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United States v. Anekwu

Summarized by:

  • Court: 9th Circuit Court of Appeals Archives
  • Area(s) of Law: Criminal Procedure
  • Date Filed: 09-20-2012
  • Case #: 10-50328
  • Judge(s)/Court Below: Circuit Judge N.R. Smith for the Court; Circuit Judges O'Scannlain and Nelson

Under the Confrontation Clause, it is not plain error to allow certificates of authentication for foreign public and business records by affidavit.

Appellant, Henry Anekwu, was charged and convicted of fraudulent offenses that involved corporations in Canada targeting US seniors. At trial, Anekwu objected to the Government鈥檚 introduction of certificates of authentication, signed by their respective record-keepers, for foreign business and public records, including incorporation records, Canadian bank records, and mailbox applications, and argued they were inadmissible hearsay (and later on their trustworthiness). The motion was denied and documents were all admitted. On appeal, 鈥淎nekwu argues that the district court violated his Confrontation Clause rights by admitting evidence of foreign documents by means of written affidavit.鈥 The Ninth Circuit stated, it 鈥渃annot conclude that the district court plainly erred by admitting the certificates for the [foreign] incorporation documents鈥 because case law indicates 鈥渞outine certification by the custodian of a foreign public record would not be testimonial in nature.鈥 The Court 鈥渃annot conclude that the district court plainly erred by admitting the certificates for the foreign business records鈥 because the certifications of the mailbox applications and bank records 鈥渟atisfy the requirements of 18 U.S.C. 搂 3505(a)(1) [regarding authentication of foreign business records] in substance鈥 and the 鈥渃ertificates authenticated otherwise admissible records;鈥 thus they did not violate the Confrontation Clause. The Court held that the district court did not commit plain error when it admitted certificates of authentication for foreign and public business records into evidence because they are not testamentary. The Court also addressed other contentions regarding the district court鈥檚 denial of Anekwu鈥檚 鈥渞equest to inquire into the jury鈥檚 racial or ethnic prejudice,鈥 admission of both a summary chart for foreign bank records and underlying records, refusal to provide the jury with the informant credibility instruction, admission of 鈥渁llegedly improper comments by the [Government],鈥 鈥渞e-reading the correct jury instructions,鈥 cumulative errors, consideration of inability to pay restitution, and sentencing of separate, concurrent sentences. AFFIRMED.

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