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National Association of Optometrists v. Harris

Summarized by:

  • Court: 9th Circuit Court of Appeals Archives
  • Area(s) of Law: Constitutional Law
  • Date Filed: 06-13-2012
  • Case #: 10-16233
  • Judge(s)/Court Below: Circuit Judge Hug for the court; Circuit Judges Paez and Berzon.

A non-discriminatory regulation does not impose a 鈥渟ignificant burden on interstate commerce,鈥 in violation of the dormant Commerce Clause, merely because it causes an incidental shift in profits to in-state entities from out-of-state entities operating in the state. In addition, absent a 鈥渟ignificant burden,鈥 courts need not determine whether statutory benefits are illusory, or whether less restrictive alternatives exist.

The Nat鈥檒 Assoc. of Optometrists and Opticians, and out-of-state entities Lenscrafters, and Eye Care Centers of Amer. (collectively 鈥淧laintiffs鈥), alleged dormant Commerce Clause violations where non-discriminatory California laws prohibit opticians from providing, or advertising, prescription eyewear and eye examinations in the same location. On remand, the district court relied on Exxon to deny Plaintiffs鈥, and grant State鈥檚, motions for summary judgment. Plaintiffs appealed. The laws at issue were 鈥渄esigned to prevent health care providers from being unduly affected by commercial interests.鈥 The Ninth Circuit emphasized that proper inquiry should focus on the free flow of optical goods, not profits or where they are incorporated. The Ninth Circuit, also, applied Exxon, and did not find the challenged laws imposed a 鈥渟ignificant burden on interstate commerce,鈥 because (1) the Commerce Clause does not protect, (a) 鈥減referred, more profitable method[s] of operating in a retail market鈥; in this case, one-stop-shopping; or (b) the profits of 鈥減articular interstate firms鈥; in this case, the incidental shift in market share from out-of-state opticians to in-state optometrists or ophthalmologists; (2) 鈥渁ny optician, optometrist, or ophthalmologist remains free to import eyewear originating anywhere into California and sell it there,鈥 and (3) that selling eyewear is not an inherently national activity, thus interstate flow of optical goods would not suffer absent nationally uniform regulations. Because the non-discriminatory laws challenged here did not result in a significant burden on interstate commerce, the court did not then apply Pike鈥檚 鈥渃learly excessive鈥 burden test, weighing that burden against either putative local benefits, or actual local benefits, as argued by Plaintiffs. For the same reasons, neither dormant Commerce Clause analysis nor review of the decision below, compelled the court to determine whether the benefits of the statute were illusory, and whether less restrictive alternatives exist. AFFIRMED.

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